Description:
This role reports to the Financial Crime Oversight Senior Manager and together they focus on delivering an effective governance, reporting and oversight capability enabling the HINV FC function and MLRO to discharge their regulatory obligations in relation to governance and reporting matters. They will be responsible for the delivery of the HSBC Risk Management Framework as it pertains to Financial Crime, management of information to be presented at various Committees, Internal and External Reporting including the annual MLRO Report and oversight of the management of Financial Crime related issues and events.
The Value You’ll Add
Support the Financial Crime Oversight Senior Manager in the delivery, coordination and reporting of the Financial Crime Risk Steward responsibilities, including within SLAs where stated
- Represent the Financial Crime Oversight Senior Manager in committee and business meetings as needed
- Produce reporting on the financial crime risk and control profile for the Risk Steward, including internal and committee reporting, as well as reporting to Regulators, Law Enforcement and other external bodies and contribute to the production of the Annual MLRO report
- Conduct analysis, identify MI and provide insight based on quantitative and qualitative inputs, to inform the reporting outlined above
- Engage and collaborate with stakeholders across HSBC Innovation Bank acting as an advocate for Financial Crime Risk Management and helping Financial Crime Risk and Client Advisory colleagues to drive control standards and best practices
- Build relationships with HINV first line and HBUK peers to support the delivery of your responsibilities and deepen bilateral understanding of financial crime risks at HINV
- Be alert to developments in the external and internal environment and raising these with the team to promote early sight of emerging risks
- Share knowledge across the wider Financial Crime 2 nd Line Of Defence team, contributing to the success of the team and wider business
- Participation in all-bank projects, representing Financial Crime Risk, at HSBC Innovation Bank and the wider HSBC Group
Requirements And Skills
- Broad experience of different areas of financial crime risk is desirable
- Prior relevant experience in a financial crime role (1 st or 2 nd line of defence)
- Understanding and experience of operating within a risk management framework and utilising reporting tools and metrics.
- Skilled at drafting concise, clear written reports suitable for a wide range of internal and external audiences
- Ability to synthesize complex information effectively
- Data analysis and visualization skills
- Knowledge of regulatory requirements across Anti-Money Laundering/CTF, Sanctions, Fraud, Anti-Bribery and Corruption and Tax Evasion
- Understanding of the UK’s regulatory expectations (FCA ) and international framework (e.g. FATF, Wolfsberg, sanctions, etc)
- Strong stakeholder management skills
- Comfortable sourcing, identifying and interpreting risk indicators or MI