Description:
This role is a great opportunity for the right candidate to make a real contribution towards the shape and vision of this forward-thinking Department.
The role supports the Head of Risk/Senior Risk Manager in identifying and managing the firm’s regulatory, compliance and professional risks.
- Responding to a wide range of compliance queries raised by fee earners and business support departments (“internal clients”)
- Respond to general risk queries on the interpretation and application of the SRA Code of Conduct
- Providing advice on data protection queries, data breaches and DSARs
- Providing support to internal clients on general compliance matters such as share dealing, confidentiality obligations, outside interests, anti-bribery and corruption
- Assisting with auditor, third party reliance, secondment and supplier documents
- Advise internal clients on the use of engagement letters and terms of business, including key provisions such as, conflict wavier language, confidentiality, limitation of liability
- Amending existing policies and procedures or drafting new ones
- Review and advise on client terms, working closely with the Risk Department’s Contract Lawyers
- Deliver firm-wide training on compliance and risk issues so that internal clients are kept up to date with the firm's policies and procedures as well as understanding their personal responsibilities
- Assisting with internal risk assessments, audits and investigations
- Assisting with data protection issues, such as data breaches and subject access requests
- Reviewing client file requests in accordance with firm protocol
- Maintain and improve systems, processes, procedures, policies and team guidance
- Acting as a point of contact on regulatory risk issues from the wider new business intake teams, including Conflicts, AML and Matter Administration
- Advise internal clients on any relevant risk and compliance issues associated with the taking on of new business
- Monitor developments in relevant law, regulation, policy and market practice
- Assisting the Head of Risk/Senior Risk Manager with various strategic risk projects from time to time and the firm’s General Counsels
- Building the profile of the Risk Department within CMS UK
About You
We will invest in your ongoing training and development to support your professional goals and help you to thrive in your role from day one. Our opportunities are open to all suitably qualified applicants, so to be considered for this role you must meet the following skills and experience:
Qualified lawyer – 5 years PQE
- Experience of working in an international commercial law environment
- Knowledge of the SRA code of Conduct
- Data Protection experience
- Contract review experience
- Excellent research and analytical experience
- Discrete and professional as the information will be confidential and sensitive
- Flexible and able to adapt to new situations, processes and technology.
- Proactive, resilient and calm under pressure
- Ability to handle conflicts and difficult queries with diplomacy and tact
- Able to demonstrate structured critical thinking skills
- Sound judgement and analytical skills
- Clear and efficient communication skills