Client Onboarding Manager

Description:

Our Client, a well established broker, is looking to appoint a KYC & Client Onboarding Manager who will be responsible for client onboarding requirements and documentation duties. Overseeing a team of 4 you will report to the MLRO and responsibilities will include;

• Supervising the KYC/Onboarding team, supervising daily workload and output.
• Dealing with more complex client onboarding cases.
• Overseeing and where necessary performing all relevant checks on at the client on-boarding stage as well as on a regular ongoing basis for all existing clients.
• Assisting with KYC compliance matters affecting the company including assisting the business in ensuring the setting up and adherence to all applicable KYC regulatory & legal requirements, as well as internal policies and procedures.
• Maintain PEPs & Sanctions Registers
• Assist with conducting client onboarding process monitoring across the business and reviewing and improving procedures & controls