Compliance Officer

Description:

Responsibilities:

• Delivers proactive and efficient compliance advisory and oversight services.
• Provides guidance on and ensures adherence to relevant regulations.
• Interprets, analyses, and implements regulatory changes, focusing on their impact on the bank and the broader group as needed.
• Supports the execution of ad hoc regulatory investigations arising from specific regulatory risks.
• Engages with stakeholders, including business units, to provide compliance-related transaction advice
• Collaborates with and supports the compliance monitoring team, aiding in the development of the monitoring program and addressing identified issues.
• Actively promotes internal compliance arrangements and culture.
• Contributes to the design and maintenance of an effective compliance program, including managing relationships with local and group stakeholders.
• Assists in the preparation of regulatory communications.

Skills:

• Proven expertise in product, market, and regulatory knowledge, consistently applied in daily advisory work, reviews, and committee participation.
• Successful completion of assigned deliverables and projects.
• Fundamental understanding of compliance, particularly within a sales and trading environment, including market abuse regulations and conduct of business standards.
• Possesses market experience, product knowledge, and a basic working knowledge of relevant regulations.
• Capable of applying a practical and commercially minded approach to compliance. Demonstrates strong stakeholder management skills.