Market Surveillance Officer

Description:

The Market Surveillance Officer is responsible for Trade and Order Surveillance of the ABN AMRO Clearing’s client activity on the UK and European markets.

The role will be based either in London or Amsterdam, and positioned in the Market Surveillance & AML Team within the 1st Line Risk Department. The role reports to the Regional Head of Market Surveillance & AML based in Amsterdam, whereas team members are based in both London and Amsterdam and as such the role may require occasional business travel to London or Amsterdam. If based in London, there will be a local reporting line into 1st Line function for HR purposes.

The regional Market Surveillance & AML team is responsible for Trade and Order Surveillance, Transaction Monitoring and Transaction Filtering. The present role will focus specifically on Trade and Order Surveillance, with the other tasks discharged by colleagues in the Amsterdam office. The team reports to the European Chief Risk Officer based in Amsterdam.

Your job
 

• Trade and order surveillance: Handling alerts on T+1 basis, including alert review, investigation, escalation, and reporting, as appropriate.
• Assist in the annual review and calibrations,
• Engage with key stakeholders in Compliance and Middle Office/Technology on day-to-day work, system and data delivery, and resolving any issues impeding daily work;
• Assist and contribute to reporting and improving the existing MI and data analytics.