Senior Compliance Analyst

Description:

The Senior Compliance Analyst will support the Firm’s regulatory objectives to counter the risk of market abuse, financial crime and/or other conflicts as they may arise

Job Duties

• Deploying market abuse trade surveillance and e-comm’s surveillance tools
• Prepare market abuse risk assessments
• Conduct trade and e-comms monitoring activities
• Work with key stakeholders to identify and investigate suspicious trading activity
• Keep abreast of and update key stakeholders with respect to regulatory developments in the area of market abuse, financial crime, and sanctions
• Conduct “Best Execution” monitoring
• Where required support the implementation of new market abuse trade surveillance and e-comms software

Education, Experience and Skills

Required Education and Experience:

• Experience working in the Financial Sector, preferably at an asset manager or hedge fund
• Surveillance processes essential

Preferred Education and Experience:

• Knowledge in financial products, hedge fund trading strategies and the regulatory environment
• A passion for problem solving and analysing data