Senior Compliance Officer

Description:

We are recruiting for a tech focused Financial Services firm looking to hire a Senior Compliance Officer for their London office. This role requires a strong advisory background with good knowledge of Trading Venues. This individual must be comfortable liaising with senior management both internally and externally at regulators.

The candidate will also have a strong understanding of Trade Reporting rules surrounding DRSP & APA activities plus have previous experience working directly with the AFM and ESMA.

Duties & Experience required include:
 

• Minimum of 10 years Compliance experience including a strong advisory & regulatory liaison background during that time.
• A good understanding of Fixed Income and/or Equities would be preferable.
• Good knowledge of DRSP.
• Strong communicator who must be comfortable fitting into a close-knit team environment working within a positive business Compliance culture.
• Dutch & French language skills preferable.